Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Edgar Sipe is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the industry since 1987 and holds the Series 6, 7, and 63 licenses as well as the SIE. Thomas is registered in 43 states and the District of Columbia. Thomas is also registered as an Investment Advisor Representative in Texas and Virginia. Thomas's previous firms include First Union Capital Markets Corp., Massachusetts Mutual Life Insurance Company, and MML Investors Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/01/1999 - Present
Wells Fargo Clearing Services, LLC (HARRISONBURG VA)
NC
01/19/1988 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
02/17/1987 - 07/15/1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
02/17/1987 - 07/14/1987
MML INVESTORS SERVICES, INC.
BC
Issued 01/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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