Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Brookhouzen is an experienced financial professional with over 30 years of experience in the securities industry. Thomas is currently registered with Pinnacle Investments, LLC. Thomas has a strong track record of providing personalized financial advice and investment strategies to individuals and corporations. Thomas has extensive experience in a wide range of financial products and services, including financial planning, portfolio management, and educational workshops. Thomas holds the Series 7, 24, 42, and 63 licenses. Prior to joining Pinnacle Investments, LLC, Thomas was registered with Essex Securities LLC and Investors Capital Corp. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Educational workshops
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2
CA
06/26/2019 - Present
Pinnacle Investments, LLC (DIAMOND BAR CA)
CA
02/03/2009 - 07/10/2019
ESSEX SECURITIES LLC (DIAMOND BAR CA)
CA
07/28/2006 - 12/31/2008
INVESTORS CAPITAL CORP. (DIAMOND BAR CA)
CA
11/22/1989 - 04/04/2006
EMPIRE SECURITIES CORPORATION (EL SEGUNDO CA)
BC
Issued 01/03/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 42 - Registered Options Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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