linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Earl Preston

Alliance-ONE Investments, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Earl Preston

Thomas Earl Preston is a financial advisor with Alliance-ONE Investments, LLC, a firm based in Tulsa, OK. Thomas has been in the financial services industry since 1992.

Firm Information

Thomas Preston is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Preston’s Registration & Firm History

OK

12/08/2021 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

PA

11/17/2011 - 05/11/2016

FIDELITY BROKERAGE SERVICES LLC (PITTSBURGH PA)

PA

02/28/2007 - 10/18/2011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PITTSBURGH PA)

PA

04/30/1997 - 01/19/2007

CHARLES SCHWAB & CO., INC. (PITTSBURGH PA)

OH

08/02/1996 - 04/17/1997

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

NA

09/30/1996 - 04/08/1997

INDEPENDENT FINANCIAL SECURITIES, INC.

IN

06/29/1993 - 08/27/1996

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

06/29/1993 - 08/27/1996

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NJ

12/04/1985 - 07/31/1992

PRUCO SECURITIES CORPORATION (NEWARK NJ)

Not sure if Thomas Earl Preston is right for you?

Licenses & Designations

IA

Issued 06/04/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/30/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/06/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/15/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/08/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/15/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1996

Series 7 - General Securities Representative Examination

BC

Issued 12/03/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Earl Preston. Review regulatory record here.
Not sure if Thomas Earl Preston is right for you?