linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Earl Hooper

Kestra Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Earl Hooper

Thomas Earl Hooper is a registered representative with Kestra Investment Services, LLC. Thomas has been in the securities industry since October 11, 2020. Thomas holds the Series 7TO and SIE licenses. Thomas is also a General Securities Principal.

Firm Information

Thomas Hooper is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Hooper’s Registration & Firm History

TX

10/12/2020 - Present

Kestra Investment Services, LLC (AUSTIN TX)

Not sure if Thomas Earl Hooper is right for you?

Licenses & Designations

BC

Issued 04/19/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/12/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/20/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Earl Hooper.
Not sure if Thomas Earl Hooper is right for you?