Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Velasquez is a financial advisor with over 25 years of experience. Thomas has a proven track record of success in providing financial advice to a wide range of clients. He is registered with the Securities and Exchange Commission (SEC) and holds several industry licenses, including the Series 7, 63, and 65. Thomas is currently registered with Wells Fargo Clearing Services, LLC. Thomas's career in the financial industry began in 1996 with Dean Witter Reynolds Inc. and then included positions at Wells Fargo Securities Inc. and Wells Fargo Investments, LLC before moving to his current firm. Thomas provides financial advice to a wide range of clients, including individuals, families, businesses, and institutions. His services include financial planning, investment management, and retirement planning. Thomas is committed to providing his clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/10/2023 - Present
Wells Fargo Clearing Services, LLC (CORTE MADERA CA)
CA
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MILL VALLEY CA)
CA
09/27/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
08/05/1996 - 07/20/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Velasquez is the right advisor for you? Invested Better is here to help.
