Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas E. Tiner is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the financial services industry for over 28 years, and has a wide range of experience in providing investment advice to individuals and businesses. Thomas holds several licenses and certifications, including Series 7, 3, 31, 63, 65, 8, 9, 10, 24, and SIE. Thomas is registered to provide investment advice in 36 states and has a strong track record of providing excellent service to clients. In addition to his role at Wells Fargo Clearing Services, LLC, Thomas also worked for BANC OF AMERICA INVESTMENT SERVICES, INC., CHARLES SCHWAB & CO., INC., and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/30/2022 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
FL
05/31/2007 - 02/09/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT.LAUDERDALE FL)
GA
03/14/1995 - 06/01/2007
CHARLES SCHWAB & CO., INC. (ATLANTA GA)
NY
05/10/1994 - 03/10/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CO
03/22/1993 - 05/17/1993
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 04/11/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 07/15/1994
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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