Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Short is a financial advisor with Fifth Third Securities, Inc. in RICHMOND, VA. Thomas has been in the industry since 2000 and has a wide range of experience in financial planning and portfolio management. He is also a Registered Principal and has a Series 7, Series 24, Series 52TO, and Series 53 licenses. Thomas specializes in working with individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
10/16/2020 - Present
Fifth Third Securities, Inc. (RICHMOND VA)
VA
01/02/2013 - 08/31/2020
BB&T SECURITIES, LLC (RICHMOND VA)
VA
04/20/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
CA
11/01/2010 - 04/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
09/29/2000 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 10/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/3/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 1/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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