Unclaimed
Thomas Short is a financial advisor who has been in the industry since November 14, 2000. Thomas is currently registered with Fifth Third Securities, Inc. and is licensed in all 50 states. Thomas has a long history of working in the financial services industry, having previously held positions at BB&T Securities, LLC, Scott & Stringfellow, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Thomas specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
VA
10/16/2020 - Present
Fifth Third Securities, Inc. (RICHMOND VA)
VA
01/02/2013 - 08/31/2020
BB&T SECURITIES, LLC (RICHMOND VA)
VA
04/20/2011 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
CA
11/01/2010 - 04/18/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
09/29/2000 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 10/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/14/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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