Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Pfeiffer is a financial advisor with Park Avenue Securities LLC in NEW YORK, NY. Thomas has been in the financial services industry since 1999. Thomas has a Series 63, Series 7, and SIE licenses and is registered with FINRA. Thomas has been registered with the State of New York since 2005. Thomas specializes in providing financial planning, portfolio management for individuals, and educational seminars. Thomas is also registered in 26 states, including Alaska, Arizona, Arkansas, California, Colorado, Hawaii, Idaho, Illinois, Iowa, Kansas, Louisiana, Minnesota, Missouri, Montana, Nebraska, Nevada, New Mexico, North Dakota, Oklahoma, Oregon, South Dakota, Texas, Utah, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
03/31/2015 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
07/29/2014 - 03/31/2015
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
IL
09/25/2012 - 12/31/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
VA
11/14/2008 - 01/21/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NJ
01/19/2006 - 11/04/2008
AIG SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
02/03/2005 - 01/03/2006
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
CA
03/13/2002 - 02/07/2005
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
NY
02/21/1997 - 03/21/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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