Unclaimed
Thomas E. Miller is a financial advisor at Edward Jones. Thomas has been in the securities industry since August 1, 1987, and has a strong background in financial planning and portfolio management. Thomas holds the Series 7, Series 63 and SIE licenses. He is also a Chartered Financial Consultant. Thomas is registered with the Securities and Exchange Commission (SEC) and holds licenses in various states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
08/19/2014 - Present
Edward Jones (FAIRFIELD OH)
NJ
11/03/1987 - 05/30/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NA
07/22/1987 - 10/22/1987
THE STUART-JAMES COMPANY, INC.
BC
Issued 09/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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