Unclaimed
Thomas Hobin is a financial advisor with Key Investment Services LLC. Thomas has been in the industry since 2007. Thomas is licensed to provide financial advice in Connecticut and Florida. The firm has an office in West Haven, CT and Brooklyn, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CT
04/28/2022 - Present
KEY Investment Services LLC (WEST HAVEN CT)
CT
11/01/2019 - 04/08/2022
CITIZENS SECURITIES, INC. (ORANGE CT)
CT
07/05/2016 - 10/30/2019
SANTANDER SECURITIES LLC (PLAINVILLE CT)
CT
04/24/2015 - 06/21/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OLD SAYBROOK CT)
CT
03/18/2011 - 11/21/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHBURY CT)
MA
10/20/2004 - 04/15/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/02/2001 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 04/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/11/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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