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Thomas E Hobin

KEY Investment Services LLC

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About Thomas E Hobin

Thomas Hobin is a financial advisor with Key Investment Services LLC. Thomas has been in the industry since 2007. Thomas is licensed to provide financial advice in Connecticut and Florida. The firm has an office in West Haven, CT and Brooklyn, OH.

Firm Information

Thomas Hobin is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Hobin’s Registration & Firm History

CT

04/28/2022 - Present

KEY Investment Services LLC (WEST HAVEN CT)

CT

11/01/2019 - 04/08/2022

CITIZENS SECURITIES, INC. (ORANGE CT)

CT

07/05/2016 - 10/30/2019

SANTANDER SECURITIES LLC (PLAINVILLE CT)

CT

04/24/2015 - 06/21/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OLD SAYBROOK CT)

CT

03/18/2011 - 11/21/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHBURY CT)

MA

10/20/2004 - 04/15/2005

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

04/02/2001 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/07/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/11/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas E Hobin.
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