Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas E. Guillot is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Morgan Stanley in Ridgeland, Mississippi. Previously, Thomas was a registered representative with CITIGROUP GLOBAL MARKETS INC. and DEPOSIT GUARANTY INVESTMENTS, INC. Thomas holds the Series 63, Series 7, Series 52 and SIE licenses. Thomas has been a registered representative in 28 states. Thomas works with a variety of clients including individuals, corporations, businesses, high net worth individuals, investment companies, insurance companies, charitable organizations, and state and municipal governments. Thomas specializes in investment management, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MS
06/01/2009 - Present
Morgan Stanley (RIDGELAND MS)
MS
02/24/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (JACKSON MS)
NA
08/23/1991 - 02/25/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
BC
Issued 12/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1991
Series 7 - General Securities Representative Examination
BC
Issued 05/08/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Guillot is the right advisor for you? Invested Better is here to help.
