Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas E Dotson is a registered representative with Wells Fargo Clearing Services, LLC, and has been in the industry for 24 years. Thomas E Dotson is currently registered in Florida, Tennessee, and Texas. Prior to Wells Fargo Clearing Services, LLC, Thomas E Dotson was affiliated with A. G. Edwards & Sons, INC. and Edward Jones. Thomas E Dotson has passed the Series 3, Series 7, Series 9, Series 10, and Series 63 exams. Thomas E Dotson holds several professional licenses and designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
07/28/2010 - Present
Wells Fargo Clearing Services, LLC (JOHNSON CITY TN)
FL
03/11/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. AUGUSTINE FL)
MO
06/19/2000 - 03/11/2002
EDWARD JONES (ST. LOUIS MO)
MO
10/15/1998 - 06/26/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 10/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/22/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2002
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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