Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dwight Miller has been in the financial services industry since 1982. Currently, Thomas is a registered representative at Wells Fargo Clearing Services, LLC. Thomas has been registered with Wells Fargo Clearing Services, LLC since 2009 and is also registered with Wells Fargo Advisors LLC since 2009. Previously, Thomas worked at MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., PAINEWEBBER INCORPORATED, and A. G. EDWARDS & SONS, INC. Thomas is licensed to provide securities related services in several states including California, Colorado, Delaware, Florida, Georgia, Hawaii, Massachusetts, Montana, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, South Carolina, Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/18/2009 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 09/04/2009
MORGAN STANLEY SMITH BARNEY (FLORHAM PARK NJ)
NJ
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NY
07/31/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
05/01/1989 - 08/05/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/07/1982 - 05/05/1989
A. G. EDWARDS & SONS, INC.
BC
Issued 01/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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