Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Patton is a financial advisor with over 14 years of experience in the industry. Thomas is currently registered with Osaic Wealth, Inc. and holds Series 6, 7, 63, and 66 licenses along with the SIE exam. Prior to joining Osaic Wealth, Inc., Thomas was registered with Sigma Financial Corporation and NYLIFE Securities LLC. Thomas is also licensed to sell insurance products. Thomas is a highly experienced financial advisor who can provide guidance on a variety of financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MI
06/24/2024 - Present
Osaic Wealth, Inc. (GRAND RAPIDS MI)
MI
07/18/2018 - 06/24/2024
SIGMA FINANCIAL CORPORATION (Grand Rapids MI)
MI
10/20/2009 - 07/23/2018
NYLIFE SECURITIES LLC (GRAND RAPIDS MI)
BOTH
Issued 4/15/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/3/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/6/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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