Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Du is a registered representative of Hilltop Securities Inc. and Momentum Independent Network Inc., and has been in the industry since 2022. Thomas has a Series 7TO, Series 66, and Series 24 license. He is a financial advisor with a focus on retirement planning and investment management. Thomas has experience working with individuals, families, and businesses to create personalized financial plans. He also specializes in providing guidance on retirement planning, investment management, and estate planning. Thomas is committed to providing his clients with the highest level of service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
05/22/2024 - Present
Hilltop Securities Inc. (DALLAS TX)
MO
05/17/2023 - 06/04/2024
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
TX
07/19/2022 - 02/28/2023
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 08/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 07/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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