Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Doyle Dunleavy is a financial advisor with over 34 years of experience in the industry. Thomas is currently registered with Wells Fargo Clearing Services, LLC, and has a proven track record of success in providing investment and financial planning advice. Thomas has a broad range of experience working with clients, including high-net-worth individuals, corporations, and charitable organizations. Throughout Thomas's career, they have held positions at UBS Financial Services Inc., Citigroup Global Markets Inc., and Prudential Securities Incorporated. Thomas is a dedicated and knowledgeable financial advisor who is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
04/04/2012 - Present
Wells Fargo Clearing Services, LLC (CHARLESTON SC)
SC
07/18/2005 - 04/12/2012
UBS FINANCIAL SERVICES INC. (CHARLESTON SC)
NY
07/14/2003 - 07/08/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/15/1988 - 09/20/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 08/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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