Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Douglas Dale has been a registered investment advisor since 1997 and is currently registered with Ballew Advisors Inc. Thomas has over 25 years of experience in the financial services industry and holds both Series 63 and 65 licenses. Thomas is a member of the Ballew Advisors Inc. team, which specializes in wealth management and financial planning. The firm manages a variety of investment products for individuals, businesses, and charitable organizations. Thomas specializes in financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MS
07/25/1997 - Present
Ballew Advisors Inc. (JACKSON MS)
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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