linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Douglas Carrion

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Douglas Carrion

Thomas Douglas Carrion is a financial advisor registered with Pruco Securities, LLC, and has been working in the industry since 2003. Carrion holds multiple licenses and certifications, including Series 6, 7, 24, 53, 63, and 65. Carrion has experience working with a variety of clients, including individuals, corporations, and trusts. Carrion is currently registered as an Investment Advisor Representative in New Jersey.

Firm Information

Thomas Carrion is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Carrion’s Registration & Firm History

NJ

09/28/2015 - Present

Pruco Securities, LLC (Newark NJ)

NJ

10/04/2005 - 08/08/2006

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

CA

08/23/2002 - 06/30/2004

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

Not sure if Thomas Douglas Carrion is right for you?

Licenses & Designations

IA

Issued 09/28/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/23/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2013

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/15/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2007

Series 7 - General Securities Representative Examination

BC

Issued 08/22/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Douglas Carrion.
Not sure if Thomas Douglas Carrion is right for you?