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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Woodward is a financial advisor with over 40 years of experience in the industry. Thomas has a proven track record of success, having previously worked at Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, and BANC of America Investment Services, Inc. He currently works at Woodward Diversified Capital, LLC. Thomas has a deep understanding of the financial markets and a commitment to providing personalized investment advice to his clients. Thomas offers a range of financial services, including financial planning, portfolio management, and selection of other advisors. He specializes in working with high-net-worth individuals, charitable organizations, corporations or other businesses, pension and profit-sharing plans, pooled investment vehicles, and individuals other than high-net-worth. Thomas is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
04/20/2020 - Present
Woodward Diversified Capital, LLC (BAKERSFIELD CA)
CA
01/03/2011 - 03/24/2020
WELLS FARGO CLEARING SERVICES, LLC (BAKERSFIELD CA)
CA
04/17/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (BAKERSFIELD CA)
CA
02/13/2004 - 04/20/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (OAKHURST CA)
NY
02/24/1978 - 02/25/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
12/20/1977 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
01/07/1977 - 01/10/1978
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/05/1976 - 01/07/1977
DREXEL BURNHAM & CO. INCORPORATED
NA
12/13/1973 - 11/04/1976
WHITE, WELD & CO. INCORPORATED
NA
09/01/1972 - 10/21/1973
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
IA
Issued 05/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1980
Series 4 - Registered Options Principal Examination
BC
Issued 11/15/1979
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/1982
Series 5 - Interest Rate Options Examination
BC
Issued 06/01/1978
PC - AMEX Put and Call Exam
BC
Issued 08/19/1972
Series 1 - Registered Representative Examination
Active
Inactive
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