Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ostrand is a financial advisor with over 30 years of experience in the industry. Currently, Thomas is registered with Osaic Institutions, Inc. and has been with the firm since December 2023. Previously, Thomas was with CUSO FINANCIAL SERVICES, L.P. for 17 years. Thomas is a Series 7, Series 24, Series 63, SIE and Series 99TO licensed professional and is registered in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
12/01/2023 - Present
Osaic Institutions, Inc. (Greenwood Village CO)
CO
04/21/2006 - 11/17/2023
CUSO FINANCIAL SERVICES, L.P. (Greenwood Village CO)
CA
01/07/2002 - 04/24/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MN
03/24/1993 - 04/04/2002
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
CA
03/19/1991 - 02/17/1993
FIRST WALL STREET CORP. (LA JOLLA CA)
AZ
03/08/1988 - 12/20/1990
SPELMAN & CO., INC. (PHOENIX AZ)
CA
03/30/1987 - 12/21/1987
PLANNER'S INDEPENDENT MANAGEMENT, INC. (SAN MARCOS CA)
NA
11/11/1986 - 04/06/1987
FIRST AFFILIATED SECURITIES, INC.
BC
Issued 08/25/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Ostrand is the right advisor for you? Invested Better is here to help.
