Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dominick Martin is a financial professional with over 20 years of experience in the securities industry. Thomas Martin is currently registered with The Vertical Group. Previously, Thomas Martin was registered with ASSENT LLC, Andover Brokerage, L.L.C., Ladenburg, Thalmann & Co., Inc., and Biltmore Securities, Inc. Thomas Martin holds the following securities licenses: Series 7, Series 24, Series 27, Series 55, Series 57TO, Series 99TO, and Series 63. Thomas Martin also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/20/2003 - Present
THE Vertical Group (RED BANK NJ)
IL
03/03/2003 - 05/21/2003
ASSENT LLC (BOLINGBROOK IL)
NY
12/13/2002 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
03/14/2002 - 08/19/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NA
10/08/1993 - 01/11/1994
BILTMORE SECURITIES, INC
BC
Issued 10/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/19/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/13/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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