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Thomas Dominic Loffredo

Cambridge Investment Research, Inc.

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About Thomas Dominic Loffredo

Thomas Dominic Loffredo is a financial advisor with over 40 years of experience in the industry. Thomas has been registered with Cambridge Investment Research, Inc. since December 2022. Prior to joining Cambridge Investment Research, Inc., Thomas was registered with CANTELLA & CO., INC. from December 2002 to December 2022. Thomas has also been registered with Colin Winthrop & Co., Inc., Corporate Securities Group, Inc., Advest, Inc., and Thomson McKinnon Securities Inc. Thomas is a licensed securities professional and has held various licenses throughout his career including Series 63, Series 24, Series 8, SIE, and Series 7. Thomas holds licenses in Connecticut, Florida, Georgia, New Jersey, New York, Pennsylvania, and South Carolina.

Firm Information

Thomas Loffredo is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Loffredo’s Registration & Firm History

NY

12/09/2022 - Present

Cambridge Investment Research, Inc. (Nanuet NY)

NY

12/18/2002 - 12/09/2022

CANTELLA & CO., INC. (Nanuet NY)

NY

02/26/1997 - 12/09/2002

COLIN WINTHROP & CO., INC. (JERICHO NY)

MO

04/08/1991 - 01/10/1997

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

CT

01/15/1986 - 12/07/1990

ADVEST, INC. (HARTFORD CT)

NA

08/19/1980 - 04/16/1986

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

BC

Issued 08/26/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/1997

Series 24 - General Securities Principal Examination

BC

Issued 05/23/1989

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Thomas Dominic Loffredo. Review regulatory record here.
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