Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Leone is a financial professional with over 10 years of experience in the securities industry. Currently, Thomas is registered with ING Financial Markets LLC and holds the Series 7, Series 63, and SIE licenses. Prior to his current role, Thomas was employed with ING Financial Markets LLC from 2007 to 2011. Thomas is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/04/2013 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
07/09/2007 - 02/09/2011
ING FINANCIAL MARKETS LLC (NEW YORK NY)
BC
Issued 11/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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