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Thomas Dlugopolsky

Independence Capital CO., Inc.

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About Thomas Dlugopolsky

Thomas Dlugopolsky is a financial advisor with Independence Capital Co., Inc. Thomas has been in the financial industry since February 5, 2016. Thomas has experience in both investment advisory and brokerage services. Thomas is a Registered Representative with FINRA and is licensed to sell securities in Ohio and Michigan. Thomas also holds the Series 6, 7, 24, 52, and 66 licenses. Thomas provides financial planning and portfolio management services to individuals and high-net-worth individuals.

Firm Information

Thomas Dlugopolsky is currently registered with Independence Capital CO., Inc.. Independence Capital CO., Inc. is a Corporation that has been in business since April 29, 1989. The firm is registered with the SEC and in 35 states. They provide financial planning and portfolio management services for individuals and have a total of 439 accounts under management, including both discretionary and non-discretionary accounts. They also offer selection of other advisers as an advisory service.

$88.15M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Dlugopolsky’s Registration & Firm History

OH

07/26/2018 - Present

Independence Capital CO., Inc. (PARMA OH)

OH

02/04/2016 - 07/23/2018

MML INVESTORS SERVICES, LLC (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 06/09/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/26/2020

Series 24 - General Securities Principal Examination

BC

Issued 06/27/2024

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/2017

Series 7 - General Securities Representative Examination

BC

Issued 02/04/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Dlugopolsky.
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