Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Foy is a financial advisor with over 40 years of experience in the financial services industry. Thomas is currently registered with Cambridge Investment Research Advisors, Inc. and holds licenses to provide investment advice and securities in several states. Thomas specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
09/06/2023 - Present
Cambridge Investment Research Advisors, Inc. (Fernandina Beach FL)
FL
02/14/2014 - 09/06/2023
LINCOLN FINANCIAL SECURITIES CORPORATION (FERNANDINA FL)
FL
06/14/2004 - 02/25/2014
LPL FINANCIAL LLC (FERNANDINA BEACH FL)
CT
03/15/1993 - 06/10/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
10/03/1991 - 03/15/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NY
03/05/1984 - 10/03/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
11/19/1983 - 04/11/1984
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
10/19/1982 - 03/01/1984
MID ATLANTIC PREFERRED SALES CORPORATION
BC
Issued 08/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/31/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/05/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Foy is the right advisor for you? Invested Better is here to help.
