Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Martin has been working in the financial industry since 2002. Thomas has a strong background in financial planning, securities and investments and has worked with LPL Financial LLC since 2021. Before that, Thomas was registered with M&T Securities, INC. and CETERA INVESTMENT SERVICES LLC. Thomas has also worked with several other companies including New England Securities, PRUCO SECURITIES, LLC., DINOSAUR SECURITIES, L.L.C., ALTERNET SECURITIES INC., ITG INC., VAN DER MOOLEN SPECIALISTS USA, LLC and FAGENSON & CO., INC.. Thomas holds licenses in several states including Arizona, California, Connecticut, Delaware, Florida, Maryland, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas and Wisconsin. LPL Financial LLC provides a wide range of financial services including Financial Planning, Pension Consulting, Educational Seminars and Selection of Other Advisers. Thomas has the capacity to offer Portfolio Management for Businesses and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/09/2021 - Present
LPL Financial LLC (Manchester NJ)
NJ
01/09/2017 - 06/09/2021
M&T SECURITIES, INC. (TOMS RIVER NJ)
NJ
07/08/2013 - 08/23/2016
CETERA INVESTMENT SERVICES LLC (EAST BRUNSWICK NJ)
NJ
11/17/2011 - 07/01/2013
NEW ENGLAND SECURITIES (WALL TOWNSHIP NJ)
NJ
06/13/2011 - 07/28/2011
PRUCO SECURITIES, LLC. (ISELIN NJ)
NY
11/23/2009 - 04/13/2010
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
NY
10/16/2000 - 01/04/2008
ALTERNET SECURITIES INC. (NEW YORK NY)
NY
10/12/2000 - 01/04/2008
ITG INC. (NEW YORK NY)
NY
06/02/2000 - 09/29/2000
VAN DER MOOLEN SPECIALISTS USA, LLC (NEW YORK NY)
NY
12/22/1998 - 06/07/2000
FAGENSON & CO., INC. (NEW YORK NY)
IA
Issued 07/29/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/22/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 09/23/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 11/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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