Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Klug is an advisor at Ameriprise Financial Services, LLC and is located in Brookfield, WI. Thomas has over 30 years of experience in the financial services industry. Thomas is registered to provide investment advice and securities transactions in Arizona, California, Florida, Texas and Wisconsin. Thomas is also a Registered Principal and is qualified to supervise investment advisory representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WI
05/22/2017 - Present
Ameriprise Financial Services, LLC (Brookfield WI)
WI
02/06/2009 - 05/30/2017
UBS FINANCIAL SERVICES INC. (BROOKFIELD WI)
WI
01/04/2002 - 02/26/2009
CITIGROUP GLOBAL MARKETS INC. (WAUKESHA WI)
NY
02/23/1988 - 01/11/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1995
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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