Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dennis Goins is an active registered representative in the state of California, with additional registrations in Arizona, District of Columbia, New Mexico, Ohio, Tennessee, Texas, and a resident IA registration in Texas. Thomas has been in the industry since 1989 and has a strong background in financial planning and portfolio management. Thomas is associated with Cambridge Investment Research Advisors, Inc. and provides a wide range of services to individual and institutional clients, including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
12/01/2023 - Present
Cambridge Investment Research Advisors, Inc. (Walnut Creek CA)
CA
10/30/2020 - 12/01/2023
THE INVESTMENT CENTER, INC. (WALNUT CREEK CA)
CA
05/14/2013 - 10/30/2020
H. BECK, INC. (WALNUT CREEK CA)
CA
05/13/1993 - 05/15/2013
WALNUT STREET SECURITIES, INC. (WALNUT CREEK CA)
NY
10/05/1989 - 04/13/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/05/1989 - 04/13/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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