Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Demarffy-mantuano is an investment professional with over 17 years of experience in the financial services industry. Thomas is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds a variety of licenses and registrations. Thomas is also registered with the state of New York, New Jersey, Connecticut and Texas and is actively engaged in serving clients in these areas. Thomas has a strong background in providing financial advice and investment management services to individuals, families, businesses, and institutions. Thomas has a reputation for providing personalized and comprehensive financial advice and works closely with clients to develop customized investment plans tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/14/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CT
06/13/2005 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 03/09/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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