Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Ellison is an Investment Advisor Representative at J.P. Morgan Securities LLC and has been in the industry since December 26, 2004. Thomas Ellison has experience at a number of firms, including JPMorgan Chase Bank, N.A. and BANC ONE SECURITIES CORPORATION. Thomas Ellison is registered in North Carolina, Ohio and Texas. Thomas Ellison holds a Series 7TO, SIE, Series 7, Series 6, Series 63, and Series 65. Thomas Ellison is affiliated with J.P. Morgan Securities LLC, a firm with more than 1034072 accounts and over $249730934760 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
03/21/2024 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
10/01/2008 - 05/24/2016
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
IL
08/14/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
07/01/2006 - 07/24/2007
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
IL
10/27/2003 - 07/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 8/14/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 5/24/2023
SIE - Securities Industry Essentials Examination
BC
Issued 6/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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