Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Dosch is a financial advisor with over 30 years of experience in the industry. Thomas holds Series 7, 8, 9, 10, 31, 63, and 65 licenses. He specializes in providing financial planning, portfolio management, and selection of other advisors. Thomas currently works with Newedge Advisors, based in Aberdeen, SD. He previously worked with Investment Centers of America, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SD
12/10/2018 - Present
Newedge Advisors (Aberdeen SD)
SD
11/14/2008 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (ABERDEEN SD)
SD
04/12/1996 - 11/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ABERDEEN SD)
MO
08/23/1983 - 04/16/1996
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 04/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Dosch is the right advisor for you? Invested Better is here to help.
