Unclaimed
Thomas Conklin is an investment advisor representative with MML Investors Services, LLC and has been in the industry since 1983. Thomas has a Series 6, Series 7, and Series 63 license. Thomas also holds a Series 65 license and is licensed to provide investment advisory services in Oklahoma and Texas. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and has been active in the industry for over 39 years. Thomas also has experience in providing insurance services. Thomas is currently employed with MML Investors Services, LLC in Oklahoma City, OK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OK
03/12/2019 - Present
MML Investors Services, LLC (Oklahoma City OK)
NY
11/24/1982 - 12/31/1989
MONY SECURITIES CORP. (NEW YORK NY)
IA
Issued 07/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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