Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Davies Haines is an active financial professional, currently registered with UBS Securities LLC. Thomas has a comprehensive background in the financial industry, having been active since March 12, 2006. Thomas possesses a strong educational foundation, having obtained licenses like Series 63, Series 24, Series 79TO, SIE and Series 17. This expertise has allowed Thomas to develop a network across various states, including Alabama, Alaska, Arizona, Arkansas, and more. Previously, Thomas held positions at CREDIT SUISSE SECURITIES (USA) LLC, PERELLA WEINBERG PARTNERS LP, and TUDOR PICKERING HOLT & CO ADVISORS LP. This diverse experience provides a well-rounded perspective for guiding clients through a range of financial strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
04/15/2021 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/06/2006 - 03/31/2021
PERELLA WEINBERG PARTNERS LP (NEW YORK NY)
NY
02/27/2018 - 01/20/2021
TUDOR PICKERING HOLT & CO ADVISORS LP (NEW YORK NY)
NY
01/05/2006 - 09/13/2006
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2005
Series 17 - Limited Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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