Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Whitehead is a financial advisor in Mercer Island, WA. Thomas has been in the financial services industry for over 13 years. He has a Series 63 license, a Series 7 license, a Series 87 license, and a SIE. He holds a Chartered Financial Analyst designation. Thomas is currently registered with Northwest Asset Management and has previously worked at Morgan Stanley & Co. LLC and Morgan Keegan & Company, Inc. Thomas specializes in providing financial planning, pension consulting, portfolio management, and tax preparation services to individuals, businesses, and charitable organizations. He is a member of the firm's team of investment advisors who manage over $3 billion in assets for their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Tax preparation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
05/13/2019 - Present
Northwest Asset Management (MERCER ISLAND WA)
NY
09/24/2011 - 04/23/2015
MORGAN STANLEY & CO. LLC (NEW YORK NY)
GA
11/14/2007 - 12/19/2008
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
BC
Issued 10/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2015
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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