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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Whelan is a financial advisor with Wells Fargo Clearing Services, LLC. Thomas has been in the industry since December 7, 1988. Thomas is a CERTIFIED FINANCIAL PLANNER™ professional. He is registered to provide investment advice in Pennsylvania and Texas. He is also registered as a broker in 34 states and the District of Columbia. He is currently licensed with Wells Fargo Clearing Services, LLC in Sewickley, Pennsylvania. Thomas has experience in various industries including investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
03/27/2012 - Present
Wells Fargo Clearing Services, LLC (SEWICKLEY PA)
NC
10/01/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
03/15/1989 - 09/27/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
PA
11/23/1988 - 03/02/1989
TRV CAPITAL CORPORATION (SEWICKLEY PA)
IA
Issued 08/28/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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