Unclaimed
Thomas David Weber is a financial advisor with LPL Financial LLC in Rutherford, NJ. Thomas has been in the financial industry since 1996 and is a Certified Financial Planner. Thomas holds multiple securities licenses including Series 6, 7, and 63. He also has a background with Commonwealth Financial Network and WS Griffith Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/16/2024 - Present
LPL Financial LLC (RUTHERFORD NJ)
NJ
04/16/2004 - 04/16/2024
COMMONWEALTH FINANCIAL NETWORK (RUTHERFORD NJ)
CT
02/01/1996 - 04/22/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 02/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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