Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Voshall is a financial advisor with Dempsey Lord Smith, LLC. Thomas has over 30 years of experience in the financial services industry. Thomas holds the Series 63, 65, and 7 licenses, as well as the SIE. Thomas is registered with the states of Georgia, Kentucky, Ohio, and Pennsylvania. Thomas specializes in financial planning, pension consulting, and portfolio management. Thomas's previous work includes experience at Kovack Securities Inc., Resource Horizons Group LLC, and Jefferson Pilot Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
02/03/2015 - Present
Dempsey Lord Smith, LLC (MASSILLON OH)
OH
10/15/2014 - 12/04/2014
KOVACK SECURITIES INC. (Massillon OH)
GA
02/14/2008 - 10/15/2014
RESOURCE HORIZONS GROUP LLC (WOODSTOCK GA)
GA
08/09/2002 - 02/14/2008
JEFFERSON PILOT SECURITIES CORPORATION (WOODSTOCK GA)
AZ
03/07/2001 - 08/13/2002
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
GA
03/29/2000 - 03/05/2001
DEMPSEY FINANCIAL NETWORK, INC. (ATLANTA GA)
FL
03/23/1995 - 03/29/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
AZ
03/06/1993 - 03/31/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
01/04/1993 - 01/22/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 05/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1978
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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