Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Vangeffen is a financial advisor with LPL Financial LLC, a firm with more than $50 billion in assets under management. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 24 and Series 63 securities licenses. He is also registered with the Securities and Exchange Commission (SEC) as an investment advisor representative. Thomas has been in the securities industry since October 1986. He works with a variety of clients, including individuals, families, businesses, and retirement plans. Thomas's primary focus is on providing financial planning, investment management, and retirement planning services. He is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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LA
11/03/2018 - Present
LPL Financial LLC (SLIDELL LA)
LA
11/04/2005 - 10/12/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (SLIDELL LA)
LA
03/20/2002 - 11/14/2005
PAN-AMERICAN FINANCIAL ADVISERS (SLIDELL LA)
FL
08/30/1996 - 03/22/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MO
10/22/1986 - 08/30/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BC
Issued 11/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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