Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas David Vanderzwaag is a financial advisor with LPL Financial LLC. Thomas has been in the industry since 2014. Thomas is licensed to sell securities in 27 states and the District of Columbia. Thomas has earned the Series 6, 7, and 66 licenses. Thomas is also a registered representative with the Financial Industry Regulatory Authority (FINRA). Thomas provides financial planning, investment management, and other financial services to individuals and businesses. Thomas is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/31/2021 - Present
LPL Financial LLC (SAN JOSE CA)
CA
05/02/2014 - 11/29/2017
NATIONAL PLANNING CORPORATION (SAN JOSE CA)
BOTH
Issued 08/04/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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