Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas David Lee is a financial advisor with over 30 years of experience in the financial services industry. Thomas is a Certified Financial Planner and is registered to provide investment advice and sell securities in Florida, Minnesota and Texas. Thomas is affiliated with Ameriprise Financial Services, LLC. Prior to joining Ameriprise in 2020, Thomas worked with Ameriprise Financial Services, Inc. and other firms. Thomas also holds a Series 6, 7, 63 and 66 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
04/29/2014 - Present
Ameriprise Financial Services, LLC (Brooklyn Park MN)
MN
07/31/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
SC
03/21/2000 - 07/24/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IL
12/16/1998 - 03/21/2000
IAC SECURITIES, INC. (TINLEY PARK IL)
TX
09/23/1992 - 12/01/1998
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BOTH
Issued 06/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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