Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kowalczyk is a financial advisor with over 14 years of experience in the industry. Thomas is currently registered with B. Riley Wealth Advisors, Inc. and B. Riley Wealth Private Shares. Thomas has experience in financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisors, and educational seminars. Previously, Thomas was registered with National Securities Corporation and WFG Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/17/2017 - Present
B. Riley Wealth Advisors, Inc. (Dallas TX)
TX
07/17/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (DALLAS TX)
TX
03/20/2014 - 07/17/2017
WFG INVESTMENTS, INC. (DALLAS TX)
MA
11/22/2013 - 02/18/2014
SIGNATOR INVESTORS, INC. (BOSTON MA)
WA
02/05/2009 - 02/18/2014
SIGNATOR FINANCIAL SERVICES, INC. (BELLEVUE WA)
BOTH
Issued 01/21/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Kowalczyk is the right advisor for you? Invested Better is here to help.
