Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Grier is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with LPL Financial LLC in Dallas, Texas. Previously, Thomas worked at Wells Fargo Clearing Services, LLC, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Wilbanks Securities, Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Dean Witter Reynolds Inc. Thomas holds a Series 3, 7, 63, and 65 license and is a member of FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
04/25/2019 - Present
LPL Financial LLC (DALLAS TX)
TX
12/02/2013 - 05/01/2019
WELLS FARGO CLEARING SERVICES, LLC (DALLAS TX)
TX
05/16/2013 - 12/02/2013
BBVA SECURITIES INC. (RICHARDSON TX)
TX
09/17/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (DALLAS TX)
TX
12/18/2002 - 12/31/2009
WILBANKS SECURITIES, INC. (MIDLOTHIAN TX)
NY
10/26/1998 - 12/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
03/23/1992 - 10/28/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/19/1988 - 05/11/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
05/30/1984 - 01/01/1989
DEAN WITTER REYNOLDS INC.
IA
Issued 07/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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