Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas David Fisher has been in the financial industry since 1988. He has a strong track record of success in providing financial advice and investment management services to individuals, families, and businesses. Thomas is currently registered with Cetera Investment Advisers LLC, and previously held positions at Sagepoint Financial, Inc., SII Investments, Inc., Legacy Financial Services, Inc., Investors Capital Corp., Multi-Financial Securities Corporation and American Express Financial Advisors Inc. Thomas holds a Series 7, Series 24, and Series 63 license, and is also a Certified Financial Planner. He has a passion for helping clients achieve their financial goals, and strives to provide them with the highest level of personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (HUDSON MA)
MA
11/28/2017 - 02/03/2023
SAGEPOINT FINANCIAL, INC. (HUDSON MA)
MA
06/29/2007 - 11/28/2017
SII INVESTMENTS, INC. (WESTBOROUGH MA)
MA
01/03/1997 - 07/02/2007
LEGACY FINANCIAL SERVICES, INC. (PEABODY MA)
MA
12/20/1995 - 12/31/1996
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
CO
04/26/1993 - 12/31/1993
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
MN
07/23/1986 - 04/07/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 5/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/20/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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