Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas David Fieldman is a financial advisor with RBC Capital Markets, LLC. Thomas has been a financial advisor since October 18, 1983. Thomas has experience in a variety of industries, including financial services and investment banking. Thomas is registered with the Securities and Exchange Commission and is a member of the Financial Industry Regulatory Authority. Thomas provides financial advice to individuals, families, and businesses. RBC Capital Markets, LLC is a full-service investment bank that provides a wide range of financial services to individuals, corporations, and institutions. The firm offers a variety of investment products and services, including brokerage, investment banking, asset management, and wealth management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
03/20/2019 - Present
RBC Capital Markets, LLC (WILMINGTON DE)
DE
05/11/1994 - 07/02/2008
JANNEY MONTGOMERY SCOTT LLC (GREENVILLE DE)
NC
06/24/1988 - 05/10/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
10/19/1983 - 07/01/1988
BUTCHER & SINGER INC.
BOTH
Issued 06/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/10/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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