Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Del carlo is a financial professional with over 17 years of experience in the industry. Thomas is currently registered with Smbc Nikko Securities America, Inc. and previously held positions at Deutsche Bank Securities Inc. and Goldman Sachs & Co. LLC. Thomas is licensed to offer investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/27/2024 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
IL
10/10/2017 - 08/29/2024
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
NY
09/20/2006 - 09/28/2017
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 08/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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