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Thomas David Ahrendt

Cambridge Investment Research, Inc.

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About Thomas David Ahrendt

Thomas David Ahrendt is a registered representative with Cambridge Investment Research, Inc. Thomas has been in the financial services industry since March 7, 2007. Thomas is registered to offer securities in Alabama, California, Indiana, and Utah. Thomas holds the Series 6, Series 63, and SIE licenses. Thomas is also licensed to sell investment company products and variable contracts. Thomas's previous employer was National Planning Corporation.

Firm Information

Thomas Ahrendt is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Thomas Ahrendt’s Registration & Firm History

CA

11/29/2017 - Present

Cambridge Investment Research, Inc. (San Diego CA)

CA

03/07/2007 - 12/01/2017

NATIONAL PLANNING CORPORATION (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 04/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas David Ahrendt.
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