Unclaimed
Thomas David Ahrendt is a registered representative with Cambridge Investment Research, Inc. Thomas has been in the financial services industry since March 7, 2007. Thomas is registered to offer securities in Alabama, California, Indiana, and Utah. Thomas holds the Series 6, Series 63, and SIE licenses. Thomas is also licensed to sell investment company products and variable contracts. Thomas's previous employer was National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/29/2017 - Present
Cambridge Investment Research, Inc. (San Diego CA)
CA
03/07/2007 - 12/01/2017
NATIONAL PLANNING CORPORATION (SAN DIEGO CA)
BC
Issued 04/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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