Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Darin Harmon is a financial professional with over six years of experience in the financial services industry. Thomas is currently registered with L.j. Hart And Co. and Commerce Brokerage Services, Inc. Thomas is licensed to offer securities in Missouri. Thomas holds the Series 7, Series 63, Series 52, Series 82, Series 24 and Series 53 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
04/05/2024 - Present
L.j. Hart AND Co. (St. Louis MO)
BC
Issued 02/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/10/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/10/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
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FINRA
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