Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Volpini is an investment advisor representative registered with Hightower Advisors, LLC. He has been in the industry since 1988 and has a diverse background, having worked with several firms prior to joining Hightower. Thomas specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors. He is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NY
01/29/2025 - Present
Hightower Advisors, LLC (Williamsville NY)
NY
09/12/2003 - 04/18/2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (WILLIAMSVILLE NY)
NY
09/25/2000 - 09/30/2003
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/12/1999 - 11/03/2000
FLEET ENTERPRISES, INC. (NEW YORK NY)
MA
09/26/1994 - 09/25/2000
FIS SECURITIES, INC. (BOSTON MA)
IN
06/17/1988 - 12/11/1992
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
NA
05/16/1986 - 05/20/1988
JOHN HANCOCK DISTRIBUTORS, INC.
NA
03/03/1986 - 03/31/1986
FIRST INVESTORS CORPORATION
IA
Issued 07/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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