Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Whitlock is a financial advisor who has been in the industry since 1977. Thomas is currently registered with Osaic Wealth, Inc. in Chandler, AZ. Previously, Thomas was registered with SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., ANCHOR NATIONAL FINANCIAL SERVICES, INC., INLAND SECURITIES CORPORATION, TITAN CAPITAL CORPORATION, FSC SECURITIES CORPORATION, and WESTERN RESERVE FINANCIAL SERVICES CORP. Thomas has a wide range of experience in the financial services industry and is committed to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/01/2023 - Present
Osaic Wealth, Inc. (CHANDLER AZ)
AZ
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (TEMPE AZ)
AZ
05/19/1992 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
08/02/1988 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
06/19/1985 - 08/16/1988
INLAND SECURITIES CORPORATION
NA
04/27/1983 - 06/18/1985
TITAN CAPITAL CORPORATION
NA
07/21/1980 - 04/14/1983
FSC SECURITIES CORPORATION
NA
04/01/1977 - 12/15/1980
WESTERN RESERVE FINANCIAL SERVICES CORP
IA
Issued 09/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1977
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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