Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Masterson is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Wilmington Capital Securities, LLC and previously worked with several firms including Tribal Capital Markets, LLC, Aegis Capital Corp., Newbridge Securities Corporation, Aurora Capital LLC, I-Bankers Securities, Inc., Legend Merchant Group, Inc., SIG Securities, L.L.C., NFP Securities, Inc., Raymond James Financial Services, Inc., Robert Thomas Securities, Inc, Nichols, Safina, Lerner & Co. Inc., Gruntal & Co. Incorporated, M.S. Farrell & Company, Inc., Lehman Brothers Inc., Josephthal Lyon & Ross Incorporated, PaineWebber Incorporated, and Hibbard Brown & Co., Inc. Thomas is a Series 7, Series 24, Series 63 and Series 79 licensed advisor and holds the SIE certification. Thomas specializes in providing financial planning and portfolio management services for individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/28/2022 - Present
Wilmington Capital Securities, LLC (Lauderdale by the Sea FL)
FL
12/13/2019 - 01/26/2022
TRIBAL CAPITAL MARKETS, LLC (Lauderdale-by-the-Sea FL)
FL
10/10/2018 - 12/03/2019
AEGIS CAPITAL CORP. (FT LAUDERDALE FL)
FL
04/02/2015 - 10/16/2018
NEWBRIDGE SECURITIES CORPORATION (FORT LAUDERDALE FL)
NY
05/04/2012 - 04/15/2015
AURORA CAPITAL LLC (BRIDGEHAMPTON, NY)
FL
12/27/2008 - 05/01/2012
I-BANKERS SECURITIES, INC. (FORT LAUDERDALE FL)
FL
02/03/2005 - 10/23/2008
LEGEND MERCHANT GROUP, INC. (FORT LAUDERDALE FL)
TX
11/13/2003 - 02/15/2005
SIG SECURITIES, L.L.C. (DALLAS TX)
TX
07/29/1999 - 08/26/2003
NFP SECURITIES, INC. (AUSTIN TX)
FL
01/04/1999 - 07/30/1999
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
02/05/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NY
08/07/1996 - 02/16/1998
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
NY
01/31/1996 - 08/30/1996
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
11/11/1992 - 02/06/1996
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
03/24/1992 - 11/25/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/25/1991 - 04/08/1992
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NJ
12/04/1990 - 04/24/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/19/1990 - 11/07/1990
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 09/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Masterson is the right advisor for you? Invested Better is here to help.
